Commission sharing arrangements set to be curbed by cash payment proposal
(more…) The post Commission sharing arrangements set to be curbed by cash payment proposal appeared first on Alpha Journal.
View ArticleSEC liquidity proposals may have unintended consequences for portfolio managers
US Securities Exchange Commission (SEC) proposals for retail investment managers to formalise their liquidity risk management for mutual funds and exchange traded funds (ETFs) may have unintended...
View ArticleMore rule changes to come warns SEC head
The US Securities and Exchange Commission (SEC) will continue to develop its regulatory framework to protect investors, SEC chair Mary Jo White said. Speaking at the Managed Funds Association (MFA)...
View ArticleMFA and Aima join forces to criticise proposed SEC rule on derivatives use by...
The Managed Funds Association (MFA) and Alternative Investment Management Association (Aima) have raised concerns over a notionally based leverage limit in registered funds, including hedge funds. The...
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